GPB Capital

FINRA Fines Investment Firms $3.7 Million For GPB Capital Sales

charles / March 30, 2023

Fifteen brokerage firms were fined a total of $3.7 million by FINRA in 2018 for private placements sold by GPB […]

charles / April 21, 2022

Can You File a GPB Capital Lawsuit? If you’ve recently invested in GPB Capital stock, you may be wondering whether

David / March 24, 2022

Two broker-dealers were penalized by the Financial Industry Regulatory Authority (FINRA). Dempsey Lord Smith and BD4RIA Inc. for negligence regarding